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Securities > Exam Preparation > Course Details
Series 6
| 192896 | Classroom |
Quick Learning School | 8 |
$275.00 |
| One (1) day cram course for Series 6 and study guides. To register for exam go to: www.FINRA.org file a U-4 form if with a Brokerage or a U-10 form if not with any business entity. Once registered, FINRA will open a 120-day window within which an YOU may schedule YOUR exam. |
| Series 6, reviews the four (4) main job functions of an investment company and variable contracts products representative such as: Seeking Business for the Broker-dealer from Customers and Potential Customers, Opening Accounts After Obtaining and Evaluating Customers Financial Profile and Investment Objectives; Providing Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records; and Obtaining and Verifying Customers Purchase and Sales Instructions; Processes, Completes and Confirms Transactions. |
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