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Securities

Securities Licensing Descriptions

To sell variable life and variable annuity products, a life agent license, Series 63, AND Series 6 OR Series 7 are required.

Series 7 - General Securities Representative

This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products including corporate securities, municipal securities, options, direct participation programs, investment company products, and variable contracts.

Exam: 250 Multiple Choice Questions
Two Part Exam: 125 questions each;
3 hours testing time for each part.

Series 6 - Investment Company Products/Variable Contracts Limited Representative

This registration qualifies a candidate for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company.

Exam: 100 Multiple Choice Questions;
2 hours and 15 minutes testing time.

Series 63 - Uniform Securities Agent State Law Examination

Blue Sky Laws - State Law Exam.

Exam: 65 Multiple Choice Questions;
75 minutes testing time.